Archeology is the scientific study of past human culture and behavior,
from the origins of humans to the present. Archaeology studies past
human behavior through the examination of material remains of previous
human societies. These remains include the fossils (preserved bones) of
humans, food remains, the ruins of buildings, and human artifacts—items
such as tools, pottery, and jewelry. From their studies, archaeologists
attempt to reconstruct past ways of life. Archaeology is an important
field of anthropology, which is the broad study of human culture and
biology. Archaeologists concentrate their studies on past societies and
changes in those societies over extremely long periods of time.
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With its focus on the ancient past, archaeology somewhat resembles paleontology—the study of fossils of long-extinct animals, such as dinosaurs. However, archaeology is distinct from paleontology and studies only past human life. Archaeology also examines many of the same topics explored by historians. But unlike history—the study of written records such as government archives, personal correspondence, and business documents—most of the information gathered in archaeology comes from the study of objects lying on or under the ground
Archaeologists refer to the vast store of information about the human
past as the archaeological record. The archeological record encompasses
every area of the world that has ever been occupied by humans, as well
as all of the material remains contained in those areas. Archaeologists
study the archaeological record through field surveys and excavations
and through the laboratory study of collected materials.
Many of
the objects left behind by past human societies are not present in the
archaeological record because they have disintegrated over time. The
material remains that still exist after hundreds, thousands, or millions
of years have survived because of favorable preservation conditions in
the soil or atmosphere. For the most part, the only things that survive
are durable items such as potsherds (small fragments of pottery),
tools or buildings of stone, bones, and teeth (which survive because
they are covered with hard enamel). Because many items disintegrate over
time, archaeologists get an incomplete view of the past that they must
fill in with other kinds of information and educated reasoning. On rare
occasions, however, delicate objects have been preserved. For example,
fabrics and flowers were found in the celebrated tomb of Tutankhamun, an
Egyptian pharaoh who was buried in 1323 BC.
Archaeology became established as a formal discipline in the 19th and
early 20th centuries. At that time, most archaeological work was
confined to Europe, to the so-called cradle of civilization in
southwestern Asia, and to a few areas of the Americas. Today,
archaeologists study the great cultural diversity of humanity in every
corner of the world.
Archaeological study covers an extremely long span of time and a great
variety of subjects. The earliest subjects of archaeological study date
from the origins of humanity. These include fossil remains believed to
be of human ancestors who lived 3.5 million to 4.5 million years ago.
The earliest archaeological sites include those at Hadar, Ethiopia;
Olduvai Gorge and Laetoli, Tanzania; East Turkana, Kenya; and elsewhere
in East Africa. These sites contain evidence of the first appearance of
bipedal (upright walking), apelike early humans. Laetoli even
reveals footprints of humans from 3.6 million years ago. Some sites also
contain evidence of the earliest use of simple tools. Archaeologists
have also recorded how primitive forms of humans spread out of Africa
into Asia about 1.8 million years ago, then into Europe about 900,000
years ago.
The first
physically modern humans, Homo sapiens sapiens, appeared in
tropical Africa between 200,000 and 150,000 years ago—dates determined
by molecular biologists and archaeologists working together. Dozens of
archaeological sites throughout Asia and Europe show how people migrated
from Africa and settled these two continents during the last Ice Age
(100,000 to 15,000 years ago). Archaeological studies have also provided
much information about the people who first arrived in the Americas over
12,000 years ago.
Archaeologists have documented that the development of agriculture took
place about 10,000 years ago. Early domestication—the planting and
harvesting of plants and the breeding and herding of animals—is evident
in such places as the ancient settlement of Jericho in Jordan and in
Tehuacán Valley in Mexico. Archaeology plays a major role in the study
of early civilizations, such as those of the Sumerians of Mesopotamia,
who built the city of Ur, and the ancient Egyptians, who are famous for
the pyramids near the city of Giza and the royal sepulchers (tombs) of
the Valley of the Kings at Thebes. Other sites that represent great
human achievement are as varied as the cliff dwellings of the ancient
Anasazi (a group of early Native Americans) at Mesa Verde, Colorado (see
Mesa Verde National Park); the Inca city of Machu Picchu high in the
Andes Mountains of Peru; and the mysterious, massive stone portrait
heads of remote Easter Island in the Pacific.
Archaeological research spans the entire development of phenomena that
are unique to humans. For instance, archaeology tells the story of when
people learned to bury their dead and developed beliefs in an afterlife.
Sites containing signs of the first simple but purposeful burials in
graves date to as early as 40,000 years ago in Europe and Southwest
Asia. By the time people lived in civilizations, burials and funeral
ceremonies had become extremely important and elaborate rituals. For
example, the Moche lords of Sipán in coastal Peru were buried in about
AD 400 in fine cotton dress and with exquisite ornaments of bead, gold,
and silver. Few burials rival their lavish sepulchers. Being able to
trace the development of such rituals over thousands of years has added
to our understanding of the development of human intellect and spirit.
Archaeology also examines more recent historical periods. Some
archaeologists work with historians to study American colonial life, for
example. They have learned such diverse information as how the earliest
colonial settlers in Jamestown, Virginia, traded glass beads for food
with native Algonquian peoples; how the lives of slaves on plantations
reflected their roots in Africa; and how the first major cities in the
United States developed. One research project involves the study of
garbage in present-day cities across the United States. This garbage is
the modern equivalent of the remains found in the archaeological record.
In the future, archaeologists will continue to move into new realms of
study.
Archaeology covers such an enormous span of time that archaeologists
specialize in different time periods and different cultures. They also
specialize in particular methods of study. Some archaeologists study
human biological and cultural evolution up to the emergence of modern
humans. Others focus on more recent periods of major cultural
development, such as the rise of civilizations. Some study only the
ancient or classical civilizations of the Middle East or Europe. Others
research later historical subjects and time periods, using both written
and archaeological evidence. Many archaeologists have expertise in other
fields that are important to archaeological study, including physical
anthropology (the study of human biology and anatomy), geology, ecology,
and climatology (the science of weather patterns).
Prehistoric archaeology is practiced by archaeologists known as prehistorians and deals with ancient cultures that did not have writing of any kind. Prehistory, a term coined by 19th-century French scholars, covers past human life from its origins up to the advent of written records. History—that is, the human past documented in some form of writing—began 5000 years ago in parts of southwestern Asia and as recently as the late 19th century AD in central Africa and parts of the Americas. Because there are no written records for prehistory, prehistorians rely entirely on material remains for evidence.
Discoveries of early human ancestors have changed the way many people
think about what it means to be human. For instance, researchers working
in southern Ethiopia and northern Kenya have found evidence that some
human ancestors who lived about 2 million years ago were scavengers.
They used stone tools to butcher game taken from the kills of predators
such as lions. In 1978 at Laetoli, Tanzania, paleoanthropologist Mary
Leakey discovered a fascinating early human site: sets of hominid
footprints left in now-hardened volcanic ash. This find provides some of
the strongest evidence that hominids walked upright as early as 3.6
million years ago.
Some prehistorians specialize in studying various periods of the Stone Age. This period of human cultural development began about 2.5 million years ago, when humans learned to make simple stone tools. The Stone Age ended at different times in different parts of the world, roughly within the last 10,000 years.
Important
Stone Age archaeological sites include the 30,000-year-old rock
paintings of the Grotte de Chauvet cave in southeastern France (see
Paleolithic Art) and Syria’s 10,000-year-old Abu Hureyra farming village
in the Euphrates Valley. By analyzing plant remains at Abu Hureyra in
the 1970s and 1980s, British archaeologist and botanist Gordon Hillman
showed that the inhabitants of this village were among the earliest
people to cultivate wild cereal grasses, ones that evolved into what we
know today as wheat and barley.
At their height, ancient civilizations centered on magnificent cities with large buildings and tombs. Some of these cities also had roads and human-made waterways. Archaeologists who study this period of the human past investigate how sufficient political and economic power developed to create and maintain early civilizations, and what factors led to the decline of such large and powerful societies.
Archaeologists who study ancient civilizations also often concentrate on particular regions. Egyptologists, for instance, study the civilization of ancient Egypt. Generations of Egyptologists have studied the numerous finds from the well-preserved tomb of the pharaoh Tutankhamun. This tomb is located in the Valley of the Kings at Thebes and was found by British archaeologist Howard Carter in 1922. Other archaeologists have recorded architectural details, paintings, and inscriptions from the many other tombs in the Valley of the Kings. These works are in danger of eroding in Egypt’s harsh desert environment. Egyptological research projects also study numerous other important sites along the Nile River valley—including the city of Memphis and the Old Kingdom mortuary complex of Giza—as well as north to the Mediterranean Sea, east to the Sinai Peninsula, and south into the Nubian Desert.
Classical archaeology examines ancient Greek and Roman civilization. During the late 1800s German-born American archaeologist Heinrich Schliemann conducted expeditions in Greece and Turkey, near the coasts of the Aegean Sea. Schliemann first excavated in Hissarlik, Turkey, revealing what he claimed were several distinct periods of the great city of Troy, which is described in the Iliad, an epic tale by Homer. Schliemann also excavated in Mycenae, Greece, searching for the tomb of the Greek leader Agamemnon, who campaigned against Troy in the Trojan War. Schliemann conducted quick excavations, destroyed large portions of his sites, which earned him the suspicion and anger of the Turkish government.
Many other archaeologists followed Schliemann, conducting more methodical and scientific excavations of lands surrounding the Aegean. Recent archaeology of the classic civilizations of Europe has concentrated on the lives of common citizens. American archaeologist David Soren, for example, led a research team in the 1980s in southwestern Cyprus. Soren and his team reconstructed the events of a powerful earthquake that struck the Roman port of Kourion in AD 365. Soren’s team uncovered collapsed buildings in which entire families had been buried in their sleep.
Historical archaeology examines past cultures that used some form of
writing. Although writing was invented thousands of years ago in some
parts of the world, many historical archaeologists study only the past
few hundred years. Historical archaeologists use written documents as
part of their research, and they may work in collaboration with
historians. This kind of archaeology first developed in North America
and England. It continues to thrive in both of those places but is also
practiced in many other parts of the world. Historical archaeologists
have studied a wide variety of subjects, such as relations among
settlers and Native Americans in colonial North America, Spanish
religious missions in the southern United States, medieval villages in
England, and early factories of the Industrial Revolution in Europe and
North America.
Underwater archaeology uses special methods to study shipwrecks and
other archaeological sites that lie beneath water. Archaeologists who
work under water rely on sophisticated diving and excavating equipment
and employ special techniques to preserve perishable materials that have
been submerged for long periods. In an extensive underwater
archaeological project from 1983 to 1994, a team led by American
archaeologist George Bass and Turkish archaeologist Cemal Pulak
recovered the cargo of a heavily laden Bronze Age ship at Uluburun, off
the southern coast of Turkey. The ship, which was wrecked in a storm
around 131O BC, carried enough copper and tin ingots to forge weapons
for a military regiment of several hundred people.
Some archaeologists learn skills from other disciplines to form specialized fields of study. For instance, experts in zooarchaeology study animal bones found in and around human habitations, from which much can be learned about human subsistence methods. Archaeologists who specialize in paleoethnobotany study the plants used by ancient people for food, medicine, and other purposes. Some archaeologists also have expertise in such subjects as radiocarbon dating methods or the techniques used in ancient metallurgy (the making of metals from mineral ores).
Another
archaeological specialty, geoarchaeology, determines what ancient
environments and landscapes were like. Geoarchaeologists use many
sources of information and specialized techniques to learn about
environmental conditions of the past. For example, they learn about past
global and regional temperature changes by examining changes in the
composition of the air, water, and sediments in large cores of the earth
taken from the deep-sea bottom or the polar ice caps.
Some
geoarchaeologists also have expertise in zooarchaeology or
paleoethnobotany. They may use this expertise to examine millions of
tiny fossil pollen grains preserved in old layers of sediment. By noting
the differences in the fossils, geoarchaeologists can chart how the
earth’s vegetation changed over time.
The bones
of some animals, including rodents and many invertebrates, can also
provide clues about ancient climates. For example, in the 1950s and
1960s American archaeologist Hallam Movius gathered such data from the
Abri Pataud rockshelter of the late Ice Age in the Dordogne Valley of
southwestern France. His research showed how hunter-gatherer bands
living there 18,000 years ago adapted to constantly changing climatic
conditions, which alternated between bitter cold and warmer periods.
Archaeologists working with botanists have also learned about prolonged
drought cycles that affected the Anasazi Pueblo peoples of the North
American Southwest. Because of the effects of such drought cycles on
food production, these peoples abandoned large towns and dispersed into
small villages about 700 years ago. Since the 1960s, American tree-ring
expert Jeffrey Dean has examined wooden beams from ancient pueblos
(dense villages of adobe and stone houses). Dean has used
dendochronology (the study of annual growth ring sequences in tree
trunks) to determine when droughts occurred and how long they lasted.
Modern
archaeological studies have three major goals: (1) chronology, (2)
reconstruction, and (3) explanation. Chronologies establish the age of
excavated materials. Reconstructions are models of what past human
campsites, settlements, or cities—and their environments—might have
looked like, and how they might have functioned. Explanations are
scientific theories about what people living in the past thought and
did.
Archaeologists carefully record their excavations in a way that allows
them to piece together culture histories—chronologies (time
perspectives)of past cultures. Excavations reveal the order in which
remains were deposited, while laboratory analyses can give the actual
age of remains. Archaeologists also document how each artifact or fossil
lies in the ground in relation to other artifacts or fossils. This task
involves careful recording of geological and artifact layers, or strata.
Chronological data can provide information such as how the use of a new
style of pottery or type of weapon spread from one region to another
over time. By analyzing this information for several related
archaeological sites, archaeologists assemble long sequences of past
human cultures.
For
example, in the 1920s American archaeologist Alfred Kidder created a
culture history at Pecos Pueblo, near Santa Fe, New Mexico. Kidder
excavated human occupations at the pueblo going back more than 2000
years. (Occupations are clearly defined layers of artifacts and fossils
created by people who lived at a site.) He also collected pottery passed
down through many generations of pueblo inhabitants. From these
collected items, he was able to establish a continuous record of pottery
styles from 2000 years ago to the 1920s. Kidder then analyzed trends and
changes in pottery styles through time. He associated each stylistic
change in pottery with a change in the people’s culture, just as people
today associate changes in clothing styles, for example, with changes in
the culture. Archaeologists have since used the Pecos pottery sequence
to assign approximate dates to dozens of sites throughout the Southwest
and to determine cultural ties and differences among them.
Building
on information about the chronology and composition of sites and their
environments, archaeologists reconstruct how life might have looked in
particular places at particular times. The reconstruction of past ways
of life depends on interpretation of well-documented material remains
and environmental remains in their chronological contexts. Environmental
remains may include animal body parts—such as bones, skins, and
feathers—as well as parts of plants, such as seeds, pollens, and spores.
In the
1960s American archaeologist Richard MacNeish and a group of
archaeologists and scientists from other fields reconstructed the
subsistence patterns (ways of obtaining and producing food) of
people who once lived in Mexico’s Tehuacán Valley. In the 1980s teams of
later researchers refined MacNeish’s reconstructions. These researchers
analyzed the chemical composition of materials from MacNeish’s studies
and newly collected samples, including human bones and plant and animal
remains found near those bones. The analyses revealed a shift in
subsistence patterns over a 9000-year period. During this time, the
inhabitants of the valley shifted from a pattern of seasonal migration
and a diet of wild plants and game animals to a more stable pattern of
settlement and a diet based on cultivated maize (corn), beans,
and squash.
In
another classic study of an archaeological site in its ecological
setting, British archaeologist Grahame Clark excavated a tiny Stone Age
hunting site in 1949. The site at Star Carr in northeastern England
dated as far back as 10,700 years ago. By analyzing animal bones and
tiny pollen grains, Clark determined that the site was at one time set
amid reeds at the edge of a glacial lake and had been surrounded by a
dense birch forest. The site yielded a wide variety of tools made of
stone, bone, and antler. In the 1980s and 1990s archaeologists have
returned to the site with more refined methods of analysis. They have
been able to reconstruct the details of a yearly springtime habitation
of the site over many centuries.
Archaeologists commonly use theoretical models, experiments, and
observations of the world as it is today to try to explain what happened
in the past. They have attempted to explain, for example, why people
first began to walk upright and why civilizations that once flourished
suddenly collapsed. Good explanations come from well-thought-out
theoretical models that propose ways in which the existing
archaeological record might have been formed. Explanations can include
factors such as environmental changes, demographic shifts (changes in
population makeup and size), migrations, and patterns of thought and
behavior. Whereas reconstructions use physical remains to create a
picture of the past, explanations are attempts to answer questions about
the past. For instance, the reconstruction of changes in settlement and
subsistence patterns of the inhabitants of the Tehuacán Valley does not
explain why these changes took place. They might be explained by any one
factor or a combination of factors, such as a dramatic change in weather
patterns, an increase in the population, or a conscious decision to take
advantage of a new discovery—agriculture. To be persuasive, an
explanation has to fit with the existing archaeological data and stand
up to scrutiny over time.
It would
be extremely difficult for archaeologists to interpret the
archaeological record if they thought that people and cultures of the
past bore no resemblance to those of today. Because they assume that
there has been some continuity through time, archaeologists commonly use
information from the present to interpret the past. One way they
accomplish this is by doing archaeological research on present-day
societies—studying the ways in which people live today and the material
traces that their activities leave behind. This method is known as
ethnoarchaeology. Archaeologists also try to experimentally recreate
the patterns they find in their research—a technique known as
experimental archaeology. Successful recreations can become
plausible explanations for how the archaeological record was formed.
Artifact
and fossil evidence reveals that humans lived by hunting and gathering
until relatively recently in human evolution. Archaeologists have tried
to understand this way of life by studying living groups of
hunter-gatherers, including the Aborigines of Australia, Inuit and other
Eskimo peoples of the Arctic, and the San people of Botswana’s Kalahari
Desert. Through ethnoarchaeology, archaeologists cautiously deduce
characteristics of past cultures based on their observations of living
peoples. Archaeologists believe that present-day hunter-gatherers and
people who lived throughout much of prehistory share some aspects of
their ways of life.
To
document the lives of living peoples, archaeologists do a brief type of
ethnographic research, the method of study usually practiced by cultural
anthropologists. In this method, the archaeologists spend time among the
people they are studying, keeping detailed records of the people’s daily
activities and behaviors. They also make precise records of the people’s
abandoned campsites and settlements, including discarded food remains
and artifacts, to compare with patterns they see in archaeological
sites. Ethnoarchaeological research can provide valuable clues for
deciphering accumulations of artifacts and other remains found in
archaeological sites, particularly accumulations that resulted from such
activities as toolmaking or animal butchering.
In an
ethnoarchaeological study made from 1969 to 1973, American archaeologist
Lewis Binford documented the caribou hunting methods of the Nunamiut
Eskimo of Alaska. He followed the hunters, studied their butchering
techniques, and mapped their kill and butchering sites. Binford
collected information that proved extremely useful in interpreting
distributions of animal bones in other archaeological sites.
Archaeologists may also try to recreate the artifacts and patterns they
find in excavated sites in order to understand how artifacts were made
and how patterns formed. In experimental archaeology, archaeologists
perform controlled experiments to help interpret finds such as abandoned
fire hearths, accumulations of waste from stone toolmaking, and
collapsed buildings.
In
experiments conducted in the 1980s, American paleoanthropologists
Nicholas Toth and Kathy Schick reconstructed the simple stone toolmaking
techniques of early humans through controlled replication. They and
their research teams used the same types of stones that the first
toolmakers used and even collected them from the same areas. They tried
making tools in a variety of ways. By making tools using both their
right and left hands, and then comparing the resulting patterns in their
tools with those from prehistoric sites, Toth and Schick learned that
some early humans were left-handed. In addition, the stone flakes left
by ancient toolmaking allow an expert to reconstruct minute details of
stone technology, such as whether (and even how many times) a tool was
retouched to give it a new, sharp edge. Toth and Schick and their
research teams also butchered animal carcasses with stone tools to see
what the resulting cuts look like. This information has helped
archaeologists determine the extent to which ancient peoples hunted or
scavenged for meat.
Some of
the most ambitious experimental archaeology projects have involved
long-term trials with prehistoric farming methods in Europe. Since 1972
archaeologists have experimented with prehistoric agricultural methods
at Butser in southern England. Using only ancient tilling implements,
they plant and grow varieties of grains used in prehistoric times. Other
research at Butser involves breeding animals that were bred in
prehistoric times. Researchers also have experimented with storing food
supplies in covered pits in the ground, a practice that was common
around 300 BC during the Iron Age. Using this technique, ancient farmers
could keep food supplies over long winters and store seed to plant each
spring.
Before
archaeologists excavate, they locate potential sites and test them to
determine if the sites will yield artifacts and other remains. Until
about the late 1960s, many archaeologists favored large-scale
excavations, arguing that the more ground they cleared the more they
would discover. Today, archaeologists know that any disturbance of an
archaeological site, however scientific, actually destroys an
irreplaceable record of the past. For this reason, modern excavations
are usually done on a more limited scale.
Once
excavated, archaeological sites are gone forever. Good survey techniques
are crucial for minimizing damage to the record and for locating sites
that contain objects of interest. Increasingly, archaeologists are also
using less intrusive ways of investigating the past. Advanced
technologies that can provide archaeological data without digging—such
as various kinds of radar, magnetic sensors, and soil
electric-resistance detectors—can keep actual excavation to a minimum.
How do
archaeologists know where to find what they are looking for when there
is nothing visible on the surface of the ground? Typically, they survey
and sample (make test excavations on) large areas of terrain to
determine where excavation will yield useful information. Surveys and
test samples have also become important for understanding the larger
landscapes that contain archaeological sites.
Some
archaeological sites have always been easily observable—for example, the
Parthenon in Athens, Greece; the pyramids of Giza in Egypt; and the
megaliths of Stonehenge in southern England. But these sites are
exceptions to the norm. Most archaeological sites have been located by
means of careful searching, while many others have been discovered by
accident. Olduvai Gorge, an early hominid site in Tanzania, was found by
a butterfly hunter who literally fell into its deep valley in 1911.
Thousands of Aztec artifacts came to light during the digging of the
Mexico City subway in the 1970s. In Israel in 1947, two Bedouins
discovered the Dead Sea Scrolls by accident in a cave.
Most
archaeological sites, however, are discovered by archaeologists who have
set out to look for them. Such searches can take years. British
archaeologist Howard Carter knew that the tomb of the Egyptian pharaoh
Tutankhamun existed from information found in other sites. Carter sifted
through rubble in the Valley of the Kings for seven years before he
located the tomb in 1922. In the late 1800s British archaeologist Sir
Arthur Evans combed antique dealers’ stores in Athens, Greece. He was
searching for tiny engraved seals attributed to the ancient Mycenaean
culture that dominated Greece from the 1400s to 1200s BC. Evans’s
interpretations of these engravings eventually led him to find the
Minoan palace at Knossos (Knosós), on the island of Crete, in 1900.
To find their sites, archaeologists today rely heavily on systematic survey methods and a variety of high-technology tools and techniques. Airborne technologies, such as different types of radar and photographic equipment carried by airplanes or spacecraft, allow archaeologists to learn about what lies beneath the ground without digging. Aerial surveys locate general areas of interest or larger buried features, such as ancient buildings or fields.
Ground
surveys allow archaeologists to pinpoint the places where digs will be
successful. Most ground surveys involve a lot of walking, looking for
surface clues such as small fragments of pottery. They often include a
certain amount of digging to test for buried materials at selected
points across a landscape. Archaeologists also may locate buried remains
by using such technologies as ground radar, magnetic-field recording,
and metal detectors.
Archaeologists commonly use computers to map sites and the landscapes around sites. Two- and three-dimensional maps are helpful tools in planning excavations, illustrating how sites look, and presenting the results of archaeological research.
Surveys
can cover a single large settlement or entire landscapes. Many
researchers working around the ancient Maya city of Copán, Honduras,
have located hundreds of small rural villages and individual dwellings
by using aerial photographs and by making surveys on foot. The resulting
settlement maps show how the distribution and density of the rural
population around the city changed dramatically between AD 500 and 850,
when Copán collapsed. Archaeologists believe the people of Copán may
have overfarmed the surrounding land, depleting their primary food
supply and forcing them into the countryside in search of fertile land.
American
archaeologists René Million and George Cowgill spent years
systematically mapping the entire city of Teotihuacán in the Valley of
Mexico near what is now Mexico City. At its peak around AD 600, this
city was one of the largest human settlements in the world. The
researchers mapped not only the city’s vast and ornate ceremonial areas,
but also hundreds of simpler apartment complexes where common people
lived. Million and Cowgill found evidence in distinctive potsherds that
foreign merchants, from areas such as Veracruz on the Gulf of Mexico and
the Valley of Oaxaca, lived in small enclaves, apart from the main
community of Teotihuacán.
Achaeologists rely on a wide variety of aerial survey methods, all of
which are commonly referred to as remote sensing. Remote sensing
involves using photography, radar, and other imaging technologies to
detect potential sites. The technology was developed largely as a tool
for military reconnaissance. During World War I (1914-1918) American
military pilots took photographs from the air that revealed previously
unknown archaeological sites in France and the Middle East.
Archaeologists have used aerial survey techniques ever since.
Aerial
photography is especially useful for detecting archaeological sites that
are difficult to see from the ground. Aerial photographs reveal
human-made geographical features such as earthworks; these giant earthen
mounds were erected by prehistoric peoples in many parts of the world,
including Britain and North America (Mound Builders). Aerial photos have
also revealed entire Roman road systems in northern Africa that are
almost invisible from the ground. Some sites appear in aerial
photographs as distinctive marks running through agricultural fields and
deserts. For instance, at Chaco Canyon, New Mexico, a combination of
aerial photographs and other techniques revealed the full extent of an
elaborate road system that led to the pueblos and sacred sites of the
Anasazi people whose society centered on the canyon between about AD 850
and 1130. The Chaco road system was almost invisible on the ground
without the help of air photographs. See also Chaco Culture
National Historical Park.
Archaeologists also use other airborne technologies that record
information about the earth’s surface and subsurface. Aerial photographs
of infrared radiation can detect minute differences in ground
temperatures. Using infrared photography, archaeologists identify soils
that have been disturbed or manipulated in the past, as well as other
ground features that are normally invisible. Infrared photographs and
thermal scanners also detect the presence of subsurface stone and
variations in soil moisture. Subsurface stone may indicate the presence
of buried buildings, and soil moisture differences can reveal ancient
crop fields.
Sideways-looking airborne radar (SLAR) is an advanced aerial technology
that sends and receives pulses of radiation. These pulses are used to
form a detailed picture of the terrain below and around an aircraft’s
flight path. SLAR is commonly used for geological mapping and oil
exploration; archaeologists find it useful for locating sites under the
dense canopy of rainforests.
The
excellent imaging capabilities of SLAR helped archaeologists solve the
mystery of how the Classical Maya civilization supported its enormous
population. This civilization dominated the Yucatán Peninsula
region—primarily in what are now Mexico, Belize, and Guatemala—from
about the 4th to the 10th century AD. SLAR revealed formerly invisible,
gray, crisscrossed grids in the swampy lowlands of the Maya region.
Subsequent ground surveys identified these grids as ancient
moat-and-field systems, called chinampas, which Maya farmers used
to grow large quantities of maize and other staple crops.
Archaeological sites have also been located from space. Imaging radar
systems carried on U.S. space shuttle flights in 1981 and 1994 revealed
ancient river valleys buried under the sands of the Sahara in northern
Africa. American archaeologist C. Vance Haynes discovered
200,000-year-old stone axes in the subsurface deposits of one of these
valleys. These tools provide evidence of human habitation in the Sahara
when it was a fertile area with plenty of vegetation.
Much
archaeological research still takes place on the ground. Most ground
surveys involve long days of walking and looking for telltale signs of
ancient human habitation. Various objects may remain on the surface for
long periods of time. Archaeologists may find pot fragments or stone
tools, light-colored ash from ancient fires, and piles of shells
accumulated by people who ate shellfish. Other objects come up to the
surface when previously built-up sediments are eroded by weather, or
they may be brought up by burrowing animals.
The ruins
of a few ancient Asian cities—including Jericho in present-day Jordan,
Nineveh in present-day Iraq, and Mohenjo-Daro in Pakistan’s Indus
Valley—were easily visible above ground at the time of their discovery.
Archaeological sites are usually inconspicuous, however.
When an
archaeologist has reason to believe that there is something to be found
in a particular area, systematic and patient searching sometimes pays
rich dividends. British archaeologist Francis Pryor spent many months
searching the banks of drainage canals in the flatlands of eastern
England. In 1992 he finally found some waterlogged timbers at Flag Fen,
a bog near the present-day city of Peterborough. These timbers were the
remains of a submerged 3000-year-old Bronze Age settlement and field
system. The marshland preserved a long set of posts, the remainder of
50,000 such posts that held up a platform stretching for 1 km (0.6 mi).
Beneath the platform Pryor’s excavation team found bones, plant
materials, and bronze implements that the inhabitants had thrown into
the shallow water, perhaps as religious offerings. Researchers also
retrieved the oldest-known wheel in England from the marsh.
Ground-penetrating radar can detect objects and impressions left by
decayed remains beneath the earth’s surface. It is a powerful tool for
examining buried features at archaeological sites. For instance, in 1989
American archaeologist Payson Sheets used such radar to locate hut
floors at the Maya village of Cerén, in what is now El Salvador. The
village was buried under volcanic ash in the 6th century AD. Using
computers, researchers created a three-dimensional map of the landscape
as it appeared before it was buried.
In recent
years, many archaeologists have begun to use geographic information
systems (GIS) to aid in mapping sites. These computer-based systems
allow the collection, storage, and manipulation of environmental,
geographic, and geologic data, together with archaeological information,
in a single database. Using this technology, archaeologists can create
maps that simulate different environments and ways in which people might
have used land, living space, and material goods.
Italian
archaeologists have used GIS technology to interpret life in the Roman
city of Pompeii, which was buried by an eruption of Mount Vesuvius in AD
79. Researchers mapped thousands of computerized pictures of artifacts
directly over floor plans of individual houses, matching specific
artifacts to the exact locations where they were recovered. Using a
database of artifacts, locations, and other information, archaeologists
can quickly study a wide variety of interconnected topics about Pompeii,
from relationships between people’s wealth and their lifestyles to
differences among wall paintings from one dwelling to another.
Many
19th-century archaeological excavations proceeded unscientifically.
Archaeologists commonly rushed through disorderly searches for
spectacular art works and buried treasure. During the 20th century,
archaeologists developed precise, detailed methods of excavation and
statistical sampling (mathematical ways of answering questions using
relatively small amounts of data). Archaeologists today can often obtain
more information from a small trench than they could recover from a
large dig a generation ago.
Archaeologists decide where and how much to dig based, in part, on what
questions they want to answer; they must also determine the best ways to
answer these questions. They must decide, for instance, how much and
what types of statistical sampling to use. These choices, as well as
time and money limitations, affect archaeologists’ excavation plans. In
addition, archaeologists attempt to limit excavations to leave intact as
much of the archaeological record as possible. A dig should answer
planned research questions while disturbing the archaeological record as
little as possible.
Between
1969 and 1988 British archaeologist Barry Cunliffe investigated a
2000-year-old Iron Age Celtic fort built on a hill (for defensive
purposes) at Danebury in southern England (see Celts). Cunliffe
conducted minimal and careful stratigraphic examination of the hill,
observing the layers of earth and the objects contained within the
earth. From this information he developed a chronology of the site,
establishing what happened there through time. He then conducted a few
larger excavations of open areas in the interior of the fort to study
the crowded settlement that flourished there. By keeping to his
carefully formulated research strategy, Cunliffe left large areas of the
site undisturbed for later generations to investigate.
Because
of the high costs of excavation and concerns about conserving the
archaeological record, most archaeologists today work on small projects
in relatively short periods of time. Only rarely do modern-day
excavations cover large amounts of land and last many years, as did some
earlier digs.
In the
early years of scientific archaeology, grand excavations of important
sites gave prestige to the archaeologists and institutions that
conducted them. British archaeologist Sir Leonard Woolley’s excavation
from 1922 to 1934 of the Sumerian city of Ur, in present-day Iraq,
typified these expansive and highly publicized digs. Woolley employed
hundreds of workers, unearthed entire quarters of the city, and probed
to the bottom of the city mound (the accumulation of many
generations of inhabitants), the level at which a small farming village
had flourished in about 4700 BC. He also excavated a spectacular royal
burial site where a buried prince lay entombed. The prince was
surrounded by the members of his court, all of whom were executed for
the burial.
In
contrast, modern excavations can reveal significant amounts of
information with a minimum of digging by a small team of people. For
instance, in the 1970s and 1980s, American archaeologists Fred Wendorf
and Angela Close excavated a series of tiny foraging camps by the Nile
River in Egypt. These camps were occupied between about 16,000 and
15,000 BC. The researchers used a combination of wide but shallow
excavations and small, narrow test pits to sample the densest
concentrations of artifacts, fragments of animal and fish bones, and the
remains of hearths. These small-scale excavations allowed the
researchers to gain good insights into how foragers lived along the Nile
at the end of the last Ice Age.
Archaeological study of large ancient cities and other historical
settlements now often involves both scientific excavation and
conservation work. For example, at the Maya city of Copán, in
present-day Honduras, workers have excavated a temple complex in the
city’s center as well as large areas around the center. The excavators
have also participated in painstaking reconstruction of collapsed
structures. Some buildings contain hieroglyphic accounts of the rulers
who ordered their construction. The excavations have provided
archaeologists with new information about the ruling dynasties of Copán.
The accompanying conservation work has preserved the site for posterity
and has created an attraction for tourism, a major part of the Honduran
economy.
Archaeological excavation involves meticulous recording of the location
of all artifacts, fossils, and other items of interest. How this
information will be recorded is established at the beginning of a dig.
Researchers commonly use a grid system to record the objects found in a
site. A grid system is anchored to a baseline called a datum point. The
datum point serves as the center of reference for the location of
artifacts, other remains, and features of the terrain. By using such a
system, archaeologists can record the precise horizontal position of any
find, however small, with reference to other objects in the dig. They
also record the precise vertical location of each object, according to
the geological and occupation layers in which they are buried.
Using
computerized recording equipment and three-dimensional plots,
researchers can recreate a site on a computer screen for analysis.
Computer-based mapping systems, such as GIS, aid archaeologists in
creating precise surveys of major sites and in reconstructing the design
of ruined buildings down to intricate architectural features.
The
details of excavation methods vary from one site to the next, but the
basic principles of careful recording and precise archaeological methods
remain the same everywhere—on land or in water, for the excavation of a
2-million-year-old site or a 19th-century city neighborhood. Many
archaeologists distinguish between three general forms of excavation:
test pits, vertical excavations, and horizontal excavations. Test pits
are small holes dug at spaced intervals to establish the extent of a
site. Vertical excavations are trenches dug to the depth of sterile
bedrock (bedrock that contains little or no organic or human-made
material). Vertical excavations establish dates and sequences of human
occupation of a site. Horizontal excavations cover large areas of land
and provide information on the layout of entire campsites, villages, or
city precincts. Modern horizontal excavations involve numerous small
digs to reduce damage to the archaeological record.
Archaeologists rely on a wide variety of tools. These include bulldozers
for removing sterile (empty) layers from the top of buried occupation
layers, picks and shovels for removing smaller areas of sterile soil,
hand adzes and trowels for careful excavation around buried materials,
and delicate dental picks and brushes for cleaning skeletal remains and
other fragile discoveries.
Archaeologists spend much of their time on digs identifying
hard-to-recognize stratigraphic and occupation layers. They also locate
inconspicuous site features, such as postholes, which are the filled-in
indentations left by post beams used in houses and other structures;
storage pits, where foods were once kept; and hearths. The
diamond-shaped trowels used by archaeologists have blades that can
scrape fine soil smoothly enough to reveal the precise edges of such
features as postholes and buried remains.
Archaeologists also have specialized methods and tools for separating
extremely small buried materials from the surrounding soil. They use
fine mesh screens to search for items such as cereal grains and other
plant remains, the bones of rodents and other small animals, and tiny
artifacts such as beads. However, these screens are not delicate enough
for the recovery of the tiniest plant remains, such as pollen grains and
the smallest seeds. To recover these materials, archaeologists use a
technique called flotation, in which sediments are mixed with water and
the organic matter floats to the surface.
In a
study in the 1970s at Abu Hureyra, in Syria’s Euphrates Valley, British
archaeobotanist (specialist in ancient plant remains) Gordon
Hillman ran large samples of deposits through water and fine screens.
Using this method, he was able to recover thousands of cereal seeds. The
seeds provided clues that the ancient village had suffered through
drought. Hillman determined that the nut-rich forests that grew close to
Abu Hureyra in 8500 BC must have retreated later during a long period of
dry weather. The drought forced people to forage more for cereal
grasses, including ancient forms of wheat and barley.
Until the
second half of the 20th century, many archaeologists worked without the
help of experts from other fields. Today, most archaeologists work with
close-knit teams of trained excavators as well as with scientists from
other disciplines who specialize in studying ancient environments.
For
example, from the 1950s to the 1970s at Olduvai Gorge in Tanzania, an
international team of scientists excavated a series of animal bone
caches, places where early humans butchered animals and ate animal body
parts. The researchers studied hundreds of stone tools and fragments
found in the caches along with broken animal bones. They also gathered
soil samples and freshwater shells in order to study the ecology of the
area between 1.5 million and 2 million years ago, when the caches were
in use. Microscopic analysis of the broken bones showed that some were
stolen from predator kills, then broken up by hominids using stone
tools, and later scavenged a second time by hyenas. Before this
research, most anthropologists believed that humans became predatory
hunters as soon as they had learned to make tools. The Olduvai research
shows that humans were scavengers long before they began hunting on a
regular basis.
Many
excavations of Stone Age sites concentrate on base camps, places where
small groups of generally nomadic foragers settled while they collected
food resources from the surrounding area. Such projects involve
excavation of the entire camp, including the careful dissection of
hearths. Because hearths consist of ash and charcoal accumulations, they
are important for radiocarbon dating.
Kill
sites, places where hunters captured and butchered their prey, can also
reveal valuable information. For example, in about 6000 BC, a group of
hunters on the central plains of North America drove a herd of bison
into a dry arroyo, or gully, near what is now Kit Carson, Colorado. In
the late 1950s American archaeologist Joe Ben Wheat excavated the bones
of about 190 bison jammed in the narrow arroyo. By carefully recording
and studying the bones in their original positions, Wheat was able to
reconstruct the hunting and butchering procedures used by the hunters.
Wheat
found that the bison at the bottom of the pit, about 40 animals,
remained unbutchered because the rest of the herd had fallen in on top
of them. These untouched skeletons lay with their heads facing south,
indicating the direction they were running when they fell into the
arroyo. Because Wheat found projectile points lodged in the carcasses of
only these lowest, inaccessible animals, he determined that the hunters
had ambushed the herd, which then stampeded in the direction of the
arroyo. Wheat also recovered numerous stone butchering and hunting tools
among the top levels of butchered carcasses, also showing that this was
a planned attack. The large number of bison meant that the hunters had
ambushed a full herd. The herd included many juvenile and infant bison,
which showed that the hunt had likely taken place in late spring.
There are
various methods used to excavate sites that contain standing structures.
The methods used depend on the size and complexity of the structures.
Small structures such as mud-brick houses, adobe pueblos, and stone
masonry dwellings are fairly easy to excavate, in part because of their
size and the relative recentness of their burial. Sites of monumental
architecture—large public and often sacred buildings—require special
excavation methods. Evidence of religious activity may be particularly
difficult to identify, so even large excavations must proceed carefully
to preserve the smallest details. While excavations of masonry monuments
such as the Egyptian pyramids or the Parthenon have been relatively
straightforward, excavations of some ancient monuments have proved more
difficult. For instance, sun-dried mud-brick temples built about 2800 BC
by Sumerian architects, in what is now southern Iraq, had become almost
undistinguishable from the clayey soil and sand that surrounded them.
Archaeologists had to use air compressors to carefully blow away the
surrounding soil and reveal the structures of the temples.
Excavation has been even more difficult for sites that contain
arrangements of megalithic structures. At these sites, archaeologists
have sought to understand the significance of the alignments of the
stones and the relationships between individual stones. For instance,
the multiple stone circles and arcs of Stonehenge in southern England
were erected at different times during the Bronze Age, with construction
culminating around 1800 BC. To establish the chronology of Stonehenge’s
construction, numerous archaeological excavations since the early 1900s
have removed earth and buried objects from around the bases of the
structure’s rough, massive stone columns. Radiocarbon datings of
charcoal fragments and precise stratigraphic excavations at the
structure’s base show that Stonehenge was constructed in multiple
architectural phases.
"How old
is it?" While archaeologists seem to answer this question with ease, the
answer is based on difficult science. Accurately dating an
archaeological site requires the application of two distinct methods of
dating: relative and absolute. Relative dating establishes the
date of archaeological finds in relation to one another. Absolute
dating is the often more difficult task of determining the year in
which an artifact, remain, or geological layer was deposited.
Relative
dating relies on the principle of superposition. This principle states
that deeper layers in a stratified sequence of naturally or humanly
deposited earth are older than shallower layers. In other words, the
uppermost layer is the most recent, and each deeper layer is somewhat
older. Relative chronologies come from two sources: (1) careful
stratigraphic excavation in the field, noting the precise location of
every artifact and remain within layers of earth; and (2) close study of
the characteristics of artifacts themselves.
Archaeologists commonly use clay potsherds to develop chronological
sequences for cultures of the Neolithic and later periods. Pottery was
invented during the last Stone Age period, known as the Neolithic, which
began about 10,000 years ago in the Middle East. Potsherds occur in such
large numbers in most sites that researchers can collect only small
samples of them in a single excavation. Using statistical sampling
methods, archaeologists can use smaller numbers of artifacts, such as
potsherds, to make accurate estimations of the total numbers of each
type of artifact. Archaeologists use such statistical estimates to
reconstruct sequences of past cultural change, as follows.
When studying potsherds or other artifacts, archaeologists record variations in characteristics such as material composition, form, style, and decoration. This information forms the basis for developing seriations (artifact sequences), which chronicle artifact evolution over hundreds or thousands of years. Pottery characteristics, like modern automobile designs and clothing fashions, changed over time, growing and then diminishing in popularity. By noting these changes, archaeologists can establish long sequences of artifact styles.
In the
1960s on an ancient village site in the Tehuacán Valley of present-day
Mexico, Richard MacNeish examined hundreds of broken potsherds from
dozens of sites. From these fragments, MacNeish documented a shift from
plain to richly decorated vessels over a period of several occupations
of the village. He developed a complete sequence of pottery styles
across the entire valley from before 3000 BC to recent times. MacNeish
also gave absolute dates to his sequence using radiocarbon analysis from
charcoal found near and around potsherds.
Absolute
dating, sometimes called chronometric dating, refers to the
assignment of calendar year dates to artifacts, fossils, and other
remains. Obtaining such dates is one of archaeology’s greatest
challenges. Archaeologists who specialize in prehistoric periods use a
variety of both well-established and experimental methods for absolute
dating of ancient cultures.
Dating to
Objects of Known Age One of the simpler ways to determine the absolute
age of an object is to find historical documents or objects of known age
that confirm the date, or both. The earliest recordings of dates,
documented in writing or some other form of decipherable notation, come
from about 3000 BC in southwestern Asia. In other areas, people did not
begin to record dates until far more recently. In the Americas, for
instance, writing did not exist until after the 1st century AD; the
civilizations of Mesoamerica, such as the Olmec, Aztec, and Maya, were
the only civilizations in the Americas to have writing—the Inca of South
America left no evidence of writing.
Artifacts
with known dates, such as coins or pottery of a well-known period,
provide archaeologists with comparisons that allow them to assign dates
to other sites and cultures that did not have writing. For example,
during his excavations of Knossos in the early 1900s Sir Arthur Evans
also studied pottery vessels found in Egypt that were made by the Minoan
inhabitants of Bronze Age Crete. Knowing the dates of the sites in Egypt
where the vessels were found, Evans determined that the Minoan
civilization, one of several to rule the island of Crete, flourished
between 2000 and 1250 BC. Because of its dependence on writing, the
method of using historically dated artifacts to date new finds can only
be used on archaeological sites that existed after the advent of written
records.
Dendrochronology, or tree-ring dating, was originally developed in the
Southwest United States using the annual growth rings on long-lived
trees, such as bristlecone pine. These growth rings fluctuate in width
from year to year, depending on annual rainfall. By studying the growth
patterns of many ancient trees that lived for long periods of time,
researchers can create so-called master tree-ring patterns. These master
patterns can be compared with pieces of wood found in archaeological
sites. Thus, archaeologists can use wooden objects, such as house posts,
to determine the age of artifacts and other remains. Since the 1920s,
archaeologists doing research in the Southwest have used
dendrochronology to date wooden beams from pueblos. The wooden beams
have been well preserved in the dry heat of the area and have been used
to precisely date sites such as Mesa Verde, Colorado, and Pueblo Bonito
in Chaco Canyon, New Mexico.
In recent
years, researchers have applied dendrochronology to European oaks and a
variety of Mediterranean trees. Dendrochronologists have established
tree-ring chronologies that extend to as early as 6600 BC in Germany.
Using these tree-ring chronologies, archaeologists have been able to
date the earliest farming in central Europe to between 6000 and 5000 BC.
Tree-ring dating has also allowed scientists to date drought cycles that
may have been important in the rise and fall of cultures in the
Mediterranean and Aegean regions. At the site of one of the world’s
earliest farming villages, Çatal Hüyük in Turkey, British archaeologist
Ian Hodder used a tree-ring sequence to date individual houses within
the settlement that existed in about 7000 BC.
Radiocarbon dating was developed by American chemist Willard Libby and
his colleagues in 1949, and it quickly became one of the most widely
used tools in archaeology. Radiation from space produces neutrons that
enter the earth’s atmosphere and react with nitrogen to produce the
carbon isotope C-14 (carbon 14). All living organisms accumulate this
isotope through their metabolism until it is in balance with levels in
the atmosphere, but when they die they absorb no more. Because the
nucleus of C-14 decays at a known rate, scientists can determine the age
of organic substances such as bones, plant matter, shells, and charcoal
by measuring the amount on C-14 that remains in them. See also
Dating Methods: Carbon-14 Method.
Radiocarbon methods can date sites that are up to 40,000 or 50,000 years
old. These methods have revolutionized archaeology over the past
half-century. For instance, radiocarbon testing of materials from early
farming settlements at Jericho, in what is now Jordan, dated these
settlements to as early as 7800 BC, indicating that they are more than
3500 years older than was once thought.
In recent
years, scientists have developed a new approach to radiocarbon dating
using a device called an accelerator mass spectrometer. This device
directly counts C-14 atoms, rather than counting rates of
disintegration. Accelerator mass spectrometry (AMS) can date a sample as
small as a single kernel of grain or a fleck of wood preserved inside a
bronze axe socket. This method can date items that are up to 90,000
years old.
Since AMS
dates can come from very small, isolated objects, the resulting
chronologies can be much more accurate than those from standard
radiocarbon dating. For example, American archaeologist Bruce Smith used
AMS to date individual maize cobs from caves in the Tehuacán Valley. His
results indicated that domesticated corn was grown there by about 2500
BC, much later than earlier radiocarbon dates had suggested.
Radiocarbon dates are approximations, and they are published with
statistical margins of error. For instance, a date may be given as
30,000 BC ± 2000 years. However, the radiocarbon dates of objects less
than about 8000 years old are also compared with and calibrated to dates
from tree-ring analysis. These estimates can pinpoint the age of an
object with great precision, often to within 100 years.
Potassium-argon dating provides approximate dates for sites in early
prehistory. Geologists use this method to date volcanic rocks that may
be as much as 4 billion to 5 billion years old. Potassium is one of the
most abundant elements in the earth’s crust. Many minerals contain
radioactive K-40 (potassium 40) isotopes, which decay at a known rate
into Ar-40 (argon 40) gas. Scientists use a device called a spectrometer
to measure the accumulation of Ar-40 in relation to amounts of K-40. The
ratio of these elements can indicate the age of a geologic layer,
generally since it last underwent a metamorphosis, such as melting under
the heat of molten lava from a volcanic eruption. Thus, geologic layers
rich in volcanic deposits lend themselves to potassium-argon dating.
Prehistoric archaeological sites such as the Koobi Fora area of East
Turkana, Kenya, and Olduvai Gorge in Tanzania, both of which formed
during periods of intense volcanic activity, have been dated using the
potassium-argon method. However, such dates commonly have a high margin
of error. For instance, in the 1960s British archaeologist Glynn Isaac
studied a site in a layer of Koobi Fora in which it appeared early
humans had butchered animal carcasses. Isaac dated the site at 2.6
million years old, with a margin of error of over 250,000 years.
Archaeologists also use more experimental methods of absolute dating.
Electron spin resonance (ESR) measures the electrons captured in bone or
shell samples up to 2 million years old. ESR testing on human tooth
enamel from Skhul Cave in Israel dates some of the earliest anatomically
modern humans in southwestern Asia to about 100,000 years ago.
Uranium
series dating measures the radioactive decay of uranium isotopes in
rocks made up of calcium carbonates, such as limestone and calcite. This
technique may be used to date bones and tools embedded in these rocks.
For instance, in 1994 archaeologists Allison Brooks and John Yellen used
uranium series dating to determine the age of early African fish spears
made of animal bone. The spears, which came from Katanda in the
present-day Democratic Republic of the Congo, are thought to date to
about 20,000 years ago.
Thermoluminescence is a technique that measures electron emissions from
once-heated materials, such as pottery or rocks that were once exposed
to solar or volcanic heat. Many thermoluminescence tests have produced
unreliable results. Archaeologists are attempting to refine the
technique.
Once a
site has been documented, mapped, and dated, the archaeologist tries to
integrate all the data into a coherent and understandable picture of the
past. Archaeologists draw from what is already known of the
archaeological record to develop their interpretations. Their new
interpretations then add to that body of knowledge.
Everyone
classifies objects—we know the difference, for example, between eating
utensils and automobiles. We also make choices among objects—we choose a
spoon to eat soup and a fork for salad, and we use large trucks to carry
loads but small cars to save gas. The objects that archaeologists study
were all once classified in similar ways by the people who originally
made or interacted with those objects. Thus, archaeologists classify
their finds to help them understand past cultures.
In
archaeology, classification is a research tool that is used to
distinguish among different artifacts and other material objects.
Archaeologists use various systems of classifying artifacts to organize
data into understandable units. Archaeological classifications describe
artifact types, such as different forms of pottery, as well as
relationships among different objects of a common type, such as clay
vessels. Archaeologists call this system typology—a hierarchical
classification based on artifact types and groupings.
When
studying thousands of stone tools or potsherds, archaeologists search
for patterns in them, such as of shape, color, and material composition.
These patterns become the variables that define each category of object.
For example, the category "containers" may include such objects as
shallow bowls and round-based pitchers with curved handles.
After
grouping the artifacts from an excavation into specific types,
archaeologists determine the sequence in which those artifact types
existed in the past. The process of determining this sequence is called
seriation. Archaeologists believe that sequences of artifact types, or
seriations, illustrate how past cultures changed over long periods of
time.
Archaeologists often analyze artifact type sequences from many sites
covering large areas of land. The comparison of multiple type sequences
can show how particular types of artifacts spread from one group of
people to another in the past. For example, during a period of over 1000
years beginning in about 1500 BC, a distinctive shell-ornamented pottery
known to archaeologists as Lapita ceramics spread widely from one
island to another in the southwestern Pacific. The continual evolution
of Lapita pottery and other items across islands shows that the people
maintained an extensive canoe trade in volcanic glass and other
materials.
From the
earliest times, human societies have exchanged raw materials and
manufactured items with their neighbors and even with people living in
other areas. People have traveled particularly far for valued
materials—such as the best toolmaking stones, metal ores, and
seashells—or for artifacts not manufactured locally, perhaps mirrors or
wrought metal tools. When archaeologists find known artifact types far
from their place of origin, they can begin to piece together ancient
patterns of trade. For example, Celtic tribes in central and western
Europe imported wine in Greek vessels from Mediterranean lands sometime
around 200 BC. Several archaeological studies have traced the extent of
this trade by plotting the distribution of such vases along the Rhine
and Rhone river valleys.
Increasingly, archaeologists are turning to techniques that allow them
to trace the source of materials in ancient trade. For example, analyses
by George Bass and Cemal Pulak of the copper ingots they recovered from
the Uluburun shipwreck off southern Turkey showed that the copper came
from mines in Cyprus. Numerous analyses of this type have revealed that
trade assumed increasing importance over time during the ancient past,
especially with the rise of early civilizations in Egypt and Mesopotamia
after 3000 BC.
Until the
1950s, archaeologists were concerned mainly with the study of artifacts
and cultural sequences. However, the increased use of radiocarbon dating
and of computers and other high-technology scientific methods in
archaeology led to a major theoretical revolution in the 1960s. This new
approach to archaeology placed a major emphasis on environmental
reconstruction, the study of ancient ways of life, and the use of
advanced analytical tools. Above all, researchers practicing this new
form of archaeology stressed the importance of explaining how past
cultures developed and changed. Because they were primarily interested
in cultural process, these archaeologists came to be known as
processual (process-oriented) archaeologists and their work as
processual archaeology.
Processual archaeologists think of human cultures as systems that
interact with their surrounding ecosystems—interdependent systems of
plants, animals, landscapes, and the atmosphere (see Ecology:
Ecosytems). Processual archaeologists collect large amounts of
environmental data in order to understand these relationships. To
processual archaeologists, major cultural developments, such as the
origins of agriculture and civilization, are highly complicated
sequences of events that involve a series of interacting and constantly
changing factors. Many earlier archaeologists, by contrast, believed
that such developments were the result of single causes, such as a
change in weather patterns or an increase in human populations.
For
example, British archaeologist Barry Kemp took a processual approach to
explaining how ancient Egyptian chiefdoms became a single unified state.
In 1989 Kemp suggested that a number of interacting developments gave
rise to the unified state along the Nile River valley, which he dated to
within a few centuries of 3000 BC. His analysis of Egyptian ceramics,
religious art, and trade routes has shown that a variety of
factors—including population growth, the development of new religious
beliefs, and expanded trade—contributed to this important change.
Many
archaeologists now support the processual approach to research and
interpretation, but others have criticized it and developed new
approaches. Critics say processual archaeology is too impersonal and too
focused on scientific methods. Many archaeologists have begun to use
their research to tell stories about the people of the past, and about
how those people interacted with one another in large and small groups.
These new approaches to interpretation are loosely called
post-processual archaeology. This name covers many types of research,
but all of it focuses on what people in the past did and thought from
day to day.
Post-processual archaeologists seek to reconstruct past people’s beliefs
and value systems. They believe that most archaeology has incorrectly
presented societies as homogenous. Post-processual archaeology focuses
on how past societies, like living ones, were made up of many smaller
groups. Past societies comprised different types of families, ethnic
groups, gender groups, age groups, and social classes. All of these
groups interacted with one another, and this interaction drove much
cultural change. For this reason, understanding the everyday lives of
ordinary people has become as much of a concern for archaeologists as
understanding the larger processes of cultural change and evolution.
Post-processual archaeology’s focus on the lives of small, specific
groups of people—especially those not well documented in historical
records—relies on both meticulous excavation and careful analysis of
often seemingly insignificant artifacts. For instance, in excavations in
the 1980s of slave quarters on President Thomas Jefferson’s
late-18th-century estate of Monticello in Virginia, American
archaeologists William Kelso and Diana Grader found discarded animal
bones of cows and pigs. The researchers determined that some of
Jefferson’s slaves had higher status and ate good cuts of beef, while
other, lower status slaves ate poorer cuts of pork.
Archaeologists in the United States have excavated thousands of African
American residences from the 18th, 19th, and early 20th centuries.
Excavated sites include buried neighborhoods once occupied by black
residents in Philadelphia, Pennsylvania, and slave quarters on South
Carolina plantations. In most of these excavations, distinctive clay
vessels and other artifacts, as well as the structure and arrangement of
houses, reveal an African American culture that had strong ties to its
West African roots. Recent studies by American archaeologists have also
examined the lives of textile workers in New England, Catholic
missionaries in the desert Southwest, residents of Midwestern frontier
forts, and Chinese fishing villagers in San Francisco, California.
Even
recent eras in history lie buried under the streets and buildings of
present-day cities and towns. Excavations under the streets of New York
City, for example, have uncovered a hitherto undocumented 18th-century
African American cemetery. Research in Annapolis, Maryland, has revealed
a far more ethnically diverse population than many historical accounts
suggest; multiple excavations around the port of Annapolis have
recovered artifacts from many parts of the world.
Historical archaeologists studying small and diverse groups of people
often check their interpretations of the past against written and even
spoken accounts that have been passed down over generations. In some
cases, historical accounts give archaeologists ideas about what to look
for in excavations and clues to the meaning of what they find. In other
instances, differences between the historical record and the
archaeological record tell researchers much about what is hidden in or
omitted from historical accounts.
The study
of gender is a combination of many archaeological approaches. It
involves processual perspectives, comparative observations from living
societies, and new interpretations of the archaeological record. Many
studies have focused on relationships between men and women, and on how
gender roles developed and changed in the past.
An
example of how archaeology can provide information about gender comes
from Syrian farming villages of 8000 BC. Archaeologists know that women
in these villages ground the grain because the knee bones of their
skeletons show scars caused by the constant stress of kneeling and
pushing on grinding stones. This relatively straightforward study is
based on bone pathology. Other research into past gender roles and
relations involves detailed analyses of such artifacts as potsherds and
food remains found in people’s homes. For instance, Classic Maya
figurines of males and females differ in style. Maya figurines of men
are much more ornate than those of women, indicating that Maya women had
relatively low status compared with Maya men. The plain, unadorned style
of Maya female figurines persisted over time, which indicates to
archaeologists that women had very fixed gender roles.
The
archaeological record is an exhaustible resource. For centuries, people
have dug up the record with impunity, destroying it while plowing or
mining, quarrying it for stone, or looting it for valuable treasures.
Archaeologists themselves have, in the past, excavated thousands of
sites with little concern for long-term conservation of the sites. Since
World War II ended in 1945, the pace of destruction has accelerated due
to a massive expansion of activities such as road building, transit and
sewage system construction, and strip-mining. A thriving international
trade in antiquities of all kinds has also fueled widespread
destruction.
At the
same time, archaeology has expanded dramatically. A century ago there
were a handful of professional archaeologists throughout the world. Now
there are thousands. The development of passenger jet airplanes and the
growth of tourism have transported thousands of people around the world
to visit archaeological treasures such as the pyramids in Egypt; the
Parthenon in Athens, Greece; and the ruins of the ancient cities of
Mesoamerica. Many sites are wearing down due to excessive visitation.
Archaeologists have become increasingly concerned about the future of
the past, and many have turned their attention to problems of conserving
and managing the archaeological record.
Archaeologists today use the term cultural resource management
(CRM) to refer to all efforts to preserve and repair damage to the
record, and to repatriate artifacts and remains—that is, to return them
to their rightful owners. A large part of CRM is concentrated on
examining and modifying archaeological survey and excavation techniques.
CRM also works toward conducting careful analyses in advance of
activities such as road construction. CRM seeks to record and salvage
sites that are in danger of being destroyed and to minimize the impact
of modern disturbance, while managing archaeological resources for
future generations. CRM now accounts for most U.S. archaeological
research, but this effort still has not prevented the destruction of
thousands of unidentified or uninvestigated sites.
Since the
beginning of the 20th century and increasingly since the 1960s, both
federal and state authorities in the United States have enacted
antiquities and historic preservation legislation aimed at protecting
the archaeological record. For instance, the U.S. Historic Preservation
Act of 1966 set up a national framework for the preservation of historic
sites, including archaeological sites. The National Environmental Policy
Act of 1969 established a requirement to conduct archaeological surveys
in response to proposed federal use of land and natural resources. The
Archaeological Resources Protection Act of 1979 also laid down stringent
protections for archaeological sites over 100 years old. All of these
acts are still in force. Countries throughout the world have passed
similar legislation.
Recent
legislation in some countries—such as Australia, Canada, and the United
States—has also established the right of indigenous peoples to exercise
some control over the remains of their own pasts. For instance, the U.S.
Native American Graves and Repatriation Act was passed in 1990. This act
establishes the rights of Native Americans, whose ancestors occupied the
lands of the Americas for thousands of years, to make decisions about
excavations and the study, display, and storage of artifacts and
remains. This legislation requires the return of human remains and
sacred artifacts to living groups that have direct ancestral ties to the
original owners. Native American groups may rebury repatriated items or
dispose of them as they wish.
Present-day societies can learn much from their predecessors. Applied
archaeology refers to archaeological research that is designed to have
practical and educational significance for modern societies. In the
highlands of Bolivia and Peru, for instance, archaeologists have
reconstructed systems of elevated fields and canals that once allowed
ancient farmers to grow potatoes without losing them to frost. Farmers
in these regions today have learned to use this same technique with
great success.
Since the
1960s, urban archaeologists have dug deep under modern cities such as
London, Paris, and New York City, uncovering earlier cities that lie
beneath streets and skyscrapers. These excavations help explain much
about urban life today and also provide important information for city
planning. For instance, they have provided information about the origins
of social classes and the foundations of modern infrastructure, such as
sewage systems.
American
archaeologist William Rathje has taken urban archaeology a step further
and excavated modern municipal garbage dumps in Tucson, Arizona, and
many other U.S. cities. Rathje analyzes people’s trash to determine
things about their income, class, race, age, and health status. His work
has led to a better understanding of the consumption and waste patterns
of our own society. It has also provided comparisons for gaining new
insights on the historical archaeological record.
Through
the study of human evolution, archaeology fosters an appreciation of our
common ancestry. The discovery of thousands of unique cultures in the
archaeological record also highlights the amazing scope of human
diversity. Recent genetic research, in tandem with an accumulation of
archaeological research, indicates that all people descended from a
single human stock that originated in tropical Africa between 100,000
and 200,000 years ago. Archaeology also documents the origins and
development of diverse cultural patterns, the continuity of traditions,
and the exchange of ideas and beliefs across cultures.
Archaeology was once a predominantly academic science that was conducted
in universities and colleges; today, archaeology is increasingly
becoming a profession. Until recently, becoming an archaeologist meant
obtaining a doctoral degree and a university professorship or a position
as a museum curator. Many archaeologists now earn master’s degrees and
work for government agencies or for private environmental monitoring
companies and organizations. In the future, archaeology will be more
concerned with monitoring the archaeological record than with making
sensational discoveries. The archaeologist’s main concern will be to
preserve the world’s human cultural and biological heritage for future
generations.
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